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# Introduction to Describing Archival Materials

## Purpose and Scope

Part I of DACS contains rules to ensure the creation of consistent,
appropriate, and self-explanatory descriptions of archival material. The
rules may be used for describing archival and manuscript materials at
all levels of description, regardless of form or medium. They may also
be applied to the description of intentionally assembled collections and
to discrete items.

While the rules apply to all levels of description and forms of
material, some repositories may wish to describe particular media at
item level or at a level even more detailed than the item, such as
sequence, shot, and so on. These rules do not govern such detailed
levels of description because of the varying nature of institutional
requirements in this area. Incorporating all possible rules for various
types of media would result in a very large volume that would require
regular monitoring of a number of specialized standards and frequent
revisions of DACS as other standards changed. Appendix B offers more
detailed guidance in its lists of specialized standards for various
types of material.

## Data Elements Are Mutually Exclusive

The purpose and scope of each element has been defined so that the
prescribed information can go in one place only. In some cases there are
separate elements for closely related but distinct information, such as
the several elements relating to conditions of access and use. The
stated exclusions for each element indicate which other element can be
used to provide the related information.

## Order of Elements

Archival description is an iterative process that may suggest a certain
sequence or order of elements in a given repository or output system.
However, neither the arrangement of these rules nor their content
mandate a given order. Archivists should be aware that some output
systems may enforce a particular order of elements, and institutional or
consortial guidelines may recommend or even require a given order.

## Sources of Information

All the information to be included in archival descriptions must come
from an appropriate source, the most common of which is the materials
themselves. In contrast to library practice, archivists rarely
transcribe descriptive information directly from archival materials;
rather, they summarize or interpolate information that appears in the
materials or devise information from appropriate external sources, which
can include transfer documents and other acquisition records, file
plans, and reference works. Each element has one or more prescribed
sources of information.

## Options and Alternatives

Some rules are designated as optional; others are designated as
alternative rules*.*

- Where a rule represents an instruction that may or may not be used,
> it is introduced by the word *optionally*. A repository may use it
> or not as a matter of institutional policy or on a case-by-case
> basis at the discretion of the archivist.

- Where a rule represents an alternative equal in status and value to
> another rule, it is introduced by the word *alternatively*. A
> repository must use one or other as a matter of institutional
> policy or on a case-by-case basis.

These provisions arise from the recognition that different solutions to
a problem and differing levels of detail and specificity are appropriate
in different contexts. The use of some alternatives and options may be
decided as a matter of description policy at the institutional level to
be exercised either always or never. Other alternatives and options can
be exercised on a case-by-case basis at the discretion of the archivist.
Institutions are encouraged to distinguish between these two situations
and to keep a record of their policy decisions and of the circumstances
in which a particular option may be applied.

## Professional Judgment and Institutional Practice

The rules recognize the necessity for judgment and interpretation on the
part of both the person who prepares the description and the institution
responsible for it. Such judgment and interpretation may be based on the
requirements of a particular description, on the use of the material
being described, or on the descriptive system being used. The rules
highlight selected, though certainly not all, points where the need for
professional judgment is called for, using phrases such as “if
appropriate,”“if important*,*” and “if necessary.” While in no way
contradicting the value of standardization, such words and phrases
recognize that uniform rules for all types of descriptions are neither
possible nor desirable, and they encourage institutions to develop and
document a description policy based on specific local knowledge and
consistent application of professional judgment. Furthermore, it is
recognized that a particular data element may be formulated differently
depending on the intended output system. For example, a scope and
content note may be much more extensive in a multilevel finding aid than
in a catalog record.

In addition, institutions may differ in the use of conventions regarding
punctuation, abbreviations, acronyms, and so on. DACS does not prescribe
standards for such usages. However, these general principles should be
followed:

- Internal consistency should be maintained.

- Square brackets, as prescribed by cataloging convention to indicate
> information supplied from other sources, are not required in
> archival description.

- Abbreviations are discouraged.

- Acronyms should be spelled out completely at least once in the
> text of any descriptive document.

## Descriptive Outputs

The application of these rules will result in descriptions of various
kinds, and the rules do not prescribe any particular output. It is up to
the repository to determine what descriptive products will be produced
and how they will be presented to the end user. Elements can be combined
in a variety of ways, such as through use of punctuation, layout, and
typography, labels, and so on. It is essential for the archivist to
understand the particular output system being used. For example, a
system may automatically display hierarchies and create links between
different levels of description or create links between a unit of
description and other information, such as appraisal or scheduling
information, in such a way that a textual explanation of the
relationship(s) is not necessary. Archivists should keep in mind,
however, that standardization of the presentation or display of archival
descriptive information greatly enhances recognition and understanding
by end users.

## Examples

The examples in Part I are illustrative, not prescriptive. They
illustrate only the application of the rule to which they are appended.
Furthermore, the presentation of the examples is intended only to assist
in understanding how to use the rules and does not imply a prescribed
layout, typography, or output. Some examples include citations for the
body of archival materials from which they were drawn to help clarify
the application of the rule to a particular level of description.

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